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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-27
AR RA APPROVED 2022-10-26
  • TX RA
    APPROVED_RES
    Since 2022-10-27
  • AR RA
    APPROVED
    Since 2022-10-26

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Farmington, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Austin TX 08/2016 08/2022
Kestra Investment Services, Llc Austin TX 08/2022 Present
  • 08/2016 → 08/2022
    Kestra Investment Services, Llc
    Austin, TX
  • 08/2022 → Present
    Kestra Investment Services, Llc
    Austin, TX
Other Businesses

Name: ALLIED UNIVERSAL POSITION: Parking Attendant NATURE: Event Parking Attendant Part-time INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2025 ADDRESS: 3291 S Thompson St, Suite H101, Springdale AR 72764, United States DESCRIPTION: Assisting event goers in finding the appropriate parking based on their parking tickets. Name: WALMART SPARK DRIVER POSITION: Spark Delivery Driver NATURE: Retail Firm - Spark driver delivery service INVESTMENT RELATED: No # OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 05/29/2026 ADDRESS: 702 SW 8th St, Bentonville AR 72716, United States DESCRIPTION: As customer orders are filled and ready, a notification is posted on the Spark App. I can review the order and determine if I want to accept. I then pick up the order at Walmart and deliver it to the customer.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
S63 Uniform Securities Agent State Law Examination 1995-04-05
  • S66 Uniform Combined State Law Examination
    2022-10-21
  • S63 Uniform Securities Agent State Law Examination
    1995-04-05

View on SEC IAPD

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