Thomas Michael Northey

Current Employers

Employment History

• 09/2012 → Present
  Crown Lift Trucks
  Schaumburg, IL
• 09/2015 → 09/2025
  Avantax Investment Services, Inc.
  Orland Park, IL
• 09/2015 → 12/2022
  Avantax Insurance Agency, Llc
  Orland Park, IL
• 01/1999 → Present
  Tmna Wilwin Corp
  Oak Park, IL
• 06/2016 → 09/2025
  Avantax Advisory Services
  Orland Park, IL
• 09/2015 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Coppell, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Orland Park, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2026 → Present
  Strategize Tax Services Llc
  Oak Park, IL

Previous Registrations

• 2016-06-21 → 2025-09-05
  Avantax Advisory Services
  Frankfort, IL
  Orland Park, IL

Other Businesses

1) CROWN LIFT TRUCKS POSITION: Account Manager NATURE: Forklift Sales/Rentals/Service for various clients/accounts. Non-Investment Related INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 70 START DATE: 09/01/2012; 2055 Hammond Drive, Schaumburg IL 60173; Forklift Sales/Rentals/Service for various clients/accounts 2) STRATEGIZE WEALTH MANAGEMENT POSITION: Marketing and Sales NATURE: Marketing Avantax related services. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/16/2016; 15255 S. 94th Ave, Suite 524, Orland Park IL 60462; Marketing only 3) TMNA WILWIN CORP POSITION: Owner/Sole Proprietor NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1999 638 S Euclid Ave, Oak Park IL 60304; Insurance Agent, Health and P&C 4) NAME OF OTHER BUSINESS: STRATEGIZE TAX AND INVESTMENTS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: STRATEGIZE TAX SERVICES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX SERVICE START DATE: 3/4/2026 POSITION/TITLE/RELATIONSHIP: ADMIN APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-01
• S63 Uniform Securities Agent State Law Examination
  1995-01-20