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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

420 Throckmorton St, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fort Worth TX 10/2012 Present
Self Santa Rosa Beach FL 07/2019 03/2026
Jpmorgan Chase Bank, N.A. Fort Worth TX 04/2003 Present
  • 10/2012 → Present
    Fort Worth, TX
  • 07/2019 → 03/2026
    Self
    Santa Rosa Beach, FL
  • 04/2003 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Worth, TX
Previous Registrations
  • 2003-04-22 → 2012-10-01
    Chase Investment Services Corp.
    Mansfield, TX
    Mansfield,, TX
    Arlington, TX
    Arlington, TX
    Arlington, TX
    Arlington, TX
  • 2003-03-28 → 2003-04-21
    Banc Of America Investment Services, Inc.
    Fort Worth, TX
  • 2001-11-09 → 2003-03-31
    Chase Investment Services Corp.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-08
S63 Uniform Securities Agent State Law Examination 1995-01-30
  • S65 Uniform Investment Adviser Law Examination
    2001-11-08
  • S63 Uniform Securities Agent State Law Examination
    1995-01-30
Designations
Other Names
  • Robert Wayne Williams

View on SEC IAPD

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