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Joshua Daniel Zamat

Wells Fargo Clearing Services, LLC

Boca Raton, FL

CRD 2577530

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-08-27
TX RA APPROVED_RES 2015-08-26
  • FL RA
    APPROVED
    Since 2015-08-27
  • TX RA
    APPROVED_RES
    Since 2015-08-26

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boca Raton FL 08/2015 11/2016
Wells Fargo Clearing Services, Llc Boca Raton FL 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-09-09
    Morgan Stanley
    Boca Raton, FL
    Garden City, NY
    Birmingham, AL
  • 2008-08-22 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, AL
    New Orleans, LA
    Garden City, NY
  • 2005-08-05 → 2008-09-08
    Ubs Financial Services Inc.
    Mitchell Field, NY
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-29
S63 Uniform Securities Agent State Law Examination 1995-02-22
  • S66 Uniform Combined State Law Examination
    2002-10-29
  • S63 Uniform Securities Agent State Law Examination
    1995-02-22
Other Names
  • Josh Daniel Zamat

View on SEC IAPD

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SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL

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