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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
21184 Beach Blvd, Huntington Beach, CA 92648 • United States
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Irvine | CA | 12/1994 | 11/2024 |
| Prudential Insurance Company Of America | Irvine | CA | 12/1994 | Present |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
1) 08/26/2024- ClearPath Team Financial and Insurance Services- DBA for LPL Business (entity for LPL business)- Offer financial Planning and insurance services- Not INV Related- Irvine, CA- Start Date 10/04/2021- 166hrs/mth- 140hrs during trading-
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-20 |
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