Joel Felix Guerra

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1994 → 11/2024
  Pruco Securities, Llc.
  Irvine, CA
• 12/1994 → Present
  Prudential Insurance Company Of America
  Irvine, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Irvine, CA

Previous Registrations

• 2000-12-12 → 2024-11-14
  Pruco Securities, Llc.
  Irvine, CA
  Irvine, CA
  Irvine, CA

Other Businesses

1) 08/26/2024- ClearPath Team Financial and Insurance Services- DBA for LPL Business (entity for LPL business)- Offer financial Planning and insurance services- Not INV Related- Irvine, CA- Start Date 10/04/2021- 166hrs/mth- 140hrs during trading-

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-22
• S63 Uniform Securities Agent State Law Examination
  1995-01-20

Other Names

• Joel Felix Jr Guerra