Karl Bruce Schmidtke

Current Employers

Employment History

• 11/2007 → Present
  Northland Securities, Inc
  Minneapolis, MN
• 09/2017 → Present
  Lpl Financial, Llc
  Wauwatosa, WI
• 09/2017 → Present
  Independent Advisor Alliance, Llc
  Wauwatosa, WI

Previous Registrations

• 2008-01-08 → 2017-09-29
  Northland Securities, Inc.
  Milwaukee, WI
• 2007-09-12 → 2007-12-31
  First Midamerica Investment Corporation
  Milwaukee, WI
• 2002-01-01 → 2007-09-26
  Cleary Gull Inc.
  Milwaukee, WI
  Milwaukee, WI
  Milwaukee, WI

Other Businesses

1. 9/27/2017 - Distinctive Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/16/2017 - Independent Advisor Alliance - DBA: (Hybrid) Distinctive Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/16/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/16/2017 - Independent Advisor Alliance (IAA) - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/16/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2000-04-26
• S63 Uniform Securities Agent State Law Examination
  1996-01-05

Other Names

• Karl Bruce Schmidtke