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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
607 W 3Rd St, Austin, TX 78701 • United States
1803 Broadway St, San Antonio, TX 78215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Austin | TX | 08/1991 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 10/2009 | Present |
I*12215 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TARRYTOWN UNITED METHODIST CHURCH OF AUSTIN INVESTMENT RELATED: Y ADDRESS OF BUSINESS: AUSTIN, TEXAS 78703 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2009 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SERVE ON CHURCH'S LEADERSHIP/EXECUTIVE COMMITTEE CALLED ADMINISTRATIVE BOARD. VOLUNTEER ADVICE ON CHURCH'S GOVERNANCE AND OPERATING ISSUES. NO MONEY HANDLING OR INVESTMENT RESPONSIBILITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-27 |
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