Best Investors Account Sign in
Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2008-01-01
  • IL RA
    APPROVED
    Since 2008-01-01

Branch Locations

112 Homer Adams Pkwy, Alton, IL 62002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Bank Granite City IL 12/1986 Present
Wells Fargo Advisors Llc Alton IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Alton IL 11/2016 Present
  • 12/1986 → Present
    Central Bank
    Granite City, IL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Alton, IL
  • 11/2016 → Present
    Alton, IL
Previous Registrations
  • 2000-12-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Alton, IL
    St. Louis, MO
    Florissant, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-18
S63 Uniform Securities Agent State Law Examination 1995-04-27
  • S66 Uniform Combined State Law Examination
    2000-12-18
  • S63 Uniform Securities Agent State Law Examination
    1995-04-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Alton, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor