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Catherine Lorie Lafee

Laffer Tengler Investments, Inc.

Sottsdale, AZ

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Current Employers
Laffer Tengler Investments, Inc.

1005 17Th Ave S Suite 900, Nashville, TN 37212 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-19
AZ RA APPROVED 2019-12-03
  • TX RA
    APPROVED_RES
    Since 2024-08-19
  • AZ RA
    APPROVED
    Since 2019-12-03

Branch Locations

6730 N. Scottsdale Road Suite 230, Sottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Scottsdale AZ 09/2013 04/2017
Various Insurance Carriers For W&R Insurance Agencies Fountain Hills AZ 10/2013 04/2017
Arizona Bank & Trust Phoenix AZ 04/2017 08/2019
Lpl Financial Llc Phoenix AZ 04/2017 08/2019
Butcherjoseph Asset Management, Llc Charlotte NC 08/2019 11/2019
Sable Capital Llc Charlotte NC 08/2019 11/2019
Laffer Tengler Investments Inc Scottsdale AZ 11/2019 Present
  • 09/2013 → 04/2017
    Waddell & Reed, Inc
    Scottsdale, AZ
  • 10/2013 → 04/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Fountain Hills, AZ
  • 04/2017 → 08/2019
    Arizona Bank & Trust
    Phoenix, AZ
  • 04/2017 → 08/2019
    Lpl Financial Llc
    Phoenix, AZ
  • 08/2019 → 11/2019
    Butcherjoseph Asset Management, Llc
    Charlotte, NC
  • 08/2019 → 11/2019
    Sable Capital Llc
    Charlotte, NC
  • 11/2019 → Present
    Laffer Tengler Investments Inc
    Scottsdale, AZ
Previous Registrations
  • 2019-09-30 → 2020-04-29
    Butcherjoseph Asset Management, Llc
    Charlotte, NC
  • 2017-04-06 → 2019-08-26
    Lpl Financial Llc
    Phoenix, AZ
    San Diego, CA
    Phoenix, AZ
    Phoenix, AZ
    Chandler, AZ
    Tempe, AZ
    Mesa, AZ
    Chandler, AZ
    Gold Canyon, AZ
    Gilbert, AZ
    Scottsdale, AZ
    Phoenix, AZ
  • 2015-01-16 → 2017-04-11
    Waddell & Reed
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-14
S63 Uniform Securities Agent State Law Examination 2011-04-29
  • S65 Uniform Investment Adviser Law Examination
    2015-01-14
  • S63 Uniform Securities Agent State Law Examination
    2011-04-29
Other Names
  • Catherine Lorie Lafee
  • Catherine Lorie Lafee
  • Catherine Carr
  • Catherine Carr Lafee

View on SEC IAPD

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Other Offices

PANGAEA VENTURES US INC. · SCOTTSDALE, AZ
LAFFER TENGLER INVESTMENTS, INC. · Scottsdale, AZ
LAFFER TENGLER INVESTMENTS, INC. · Scottsdale, AZ
LAFFER TENGLER INVESTMENTS, INC. · Scottsdale, AZ
GI PARTNERS · SCOTTSDALE, AZ
HIRTLE & CO., LLC · Scottsdale, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Scottsdale, AZ
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