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1005 17Th Ave S Suite 900, Nashville, TN 37212 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-07-05 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
6730 N. Scottsdale Rd Suite 230, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Seattle | WA | 11/2020 | 02/2021 |
| Emerald Water Anglers | Seattle | WA | 02/2021 | 05/2024 |
| Lpl Financial, Llc | Mercer Island | WA | 12/2021 | 08/2022 |
| Mutual Advisors, Llc. | Casper | WY | 08/2022 | 05/2024 |
| Mutual Securities, Inc. | Camarillo | CA | 08/2022 | 05/2024 |
| Laffer Tengler Investments, Inc. | Scottsdale | AZ | 05/2024 | Present |
| Ek Riley Investments, Llc | Seattle | WA | 07/2005 | 11/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-02 |
| S65 | Uniform Investment Adviser Law Examination | 2006-10-06 |
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