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Gerald Lee Hannon

Wells Fargo Clearing Services, LLC

Bend, OR

CRD 2576451

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-07
OR RA APPROVED 2013-01-18
  • TX RA
    APPROVED_RES
    Since 2022-03-07
  • OR RA
    APPROVED
    Since 2013-01-18

Branch Locations

650 Sw Bond St 2Nd Fl, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Portland OR 01/2013 11/2016
Wells Fargo Clearing Services, Llc Portland OR 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2013-01-23
    J.P. Morgan Securities Llc
    Bend, OR
    Redmond, OR
    Bend, OR
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Prineville, OR
    Bend, OR
    Redmond, OR
    Bend, OR
    Redmond, OR
    Bend, OR
    Prineville, OR
    Bend, OR
    Redmond, OR
    Redmond, OR
    Bend, OR
    Redmond, OR
    Prineville, OR
  • 2009-05-01 → 2009-05-02
    Wamu Investments, Inc.
    Bend, OR
    Bend, OR
    Redmond, OR
    Bend, OR
    Redmond, OR
    Prineville, OR
    Bend, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-29
S63 Uniform Securities Agent State Law Examination 1995-01-18
  • S65 Uniform Investment Adviser Law Examination
    2009-04-29
  • S63 Uniform Securities Agent State Law Examination
    1995-01-18
Other Names
  • Jerry Lee Hannon

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.
PROSPERA FINANCIAL SERVICES, INC.
MORGAN STANLEY

Nearby Investors

PAUL BRADLEY WATERMAN
Ryan P Jordan
JOHN GRANT ASPELL

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · Bend, OR
PROSPERA FINANCIAL SERVICES, INC. · Bend, OR
MORGAN STANLEY · Bend, OR

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