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David Adam Solomon

Mariner Independent

Rochelle Park, NJ

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Current Employers
Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-15
NJ RA APPROVED 2023-05-15
  • TX RA
    APPROVED
    Since 2026-01-15
  • NJ RA
    APPROVED
    Since 2023-05-15

Branch Locations

365 W Passaic Street Suite 227, Rochelle Park, NJ 07662 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. New York NY 04/2000 11/2021
Lpl Financial Llc Chester NJ 11/2021 05/2023
Gladstone Wealth Partners Chester NJ 11/2021 05/2023
Lpl Financial Llc Chester NJ 02/2022 05/2023
Mariner Platform Solutions Livingston NJ 05/2023 Present
Carbon Wealth Management Rochelle Park NJ 05/2023 Present
  • 04/2000 → 11/2021
    Goldman Sachs & Co.
    New York, NY
  • 11/2021 → 05/2023
    Chester, NJ
  • 11/2021 → 05/2023
    Chester, NJ
  • 02/2022 → 05/2023
    Chester, NJ
  • 05/2023 → Present
    Mariner Platform Solutions
    Livingston, NJ
  • 05/2023 → Present
    Carbon Wealth Management
    Rochelle Park, NJ
Previous Registrations
Other Businesses

1) Carbon Wealth Management, Managing Partner; offering investment advisory services through Mariner Platform Solutions; start date: 05/2023; 160 hrs/month during securities trading hours 2) 6/30/2009- Real Estate Rental- property owner/landlord- inv. related- 333 East 30th Street Apt 16D & 330 East 30th Street Apt 20L New York, NY 10016- 1hr/mth 3) 11/22/2021 - Book of Brokers, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/04/2021 - 30 Hours Per Month/1 Hour During Securities Trading. 4) 2/28/2023 - Acrisure PGM Insurance Service - Investment Related - 311 Clock Tower Commons Drive Brewster, NY 10509 - Non-Variable Insurance - Insurance Agent - Start Date - 09/01/2022 - 3 Hours Per Month/0 Hours During Securities Trading 5) Temple B'nai Abraham; not investment-related; Livingston, NJ; Member of Board of Trustees and Head of the Budget Committee; start date: 06/2018; 2 hours/month; 0 during securities trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-31
S63 Uniform Securities Agent State Law Examination 2003-12-11
  • S66 Uniform Combined State Law Examination
    2020-08-31
  • S63 Uniform Securities Agent State Law Examination
    2003-12-11
Designations

View on SEC IAPD

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