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5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-15 |
| NJ | RA | APPROVED | 2023-05-15 |
Branch Locations
365 W Passaic Street Suite 227, Rochelle Park, NJ 07662 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. | New York | NY | 04/2000 | 11/2021 |
| Lpl Financial Llc | Chester | NJ | 11/2021 | 05/2023 |
| Gladstone Wealth Partners | Chester | NJ | 11/2021 | 05/2023 |
| Lpl Financial Llc | Chester | NJ | 02/2022 | 05/2023 |
| Mariner Platform Solutions | Livingston | NJ | 05/2023 | Present |
| Carbon Wealth Management | Rochelle Park | NJ | 05/2023 | Present |
1) Carbon Wealth Management, Managing Partner; offering investment advisory services through Mariner Platform Solutions; start date: 05/2023; 160 hrs/month during securities trading hours 2) 6/30/2009- Real Estate Rental- property owner/landlord- inv. related- 333 East 30th Street Apt 16D & 330 East 30th Street Apt 20L New York, NY 10016- 1hr/mth 3) 11/22/2021 - Book of Brokers, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/04/2021 - 30 Hours Per Month/1 Hour During Securities Trading. 4) 2/28/2023 - Acrisure PGM Insurance Service - Investment Related - 311 Clock Tower Commons Drive Brewster, NY 10509 - Non-Variable Insurance - Insurance Agent - Start Date - 09/01/2022 - 3 Hours Per Month/0 Hours During Securities Trading 5) Temple B'nai Abraham; not investment-related; Livingston, NJ; Member of Board of Trustees and Head of the Budget Committee; start date: 06/2018; 2 hours/month; 0 during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-11 |
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