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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2002-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco Private Ledger Corp) | Caldwell | NJ | 02/2002 | Present |
(1) 02/26/2002; Business Owner; NOT INV REL; AT REPORTED BUSINESS LOCATION;COMPUTER SOFTWARE SERVICES. (2)02/26/2002; Non-Variable Insurance; INV REL; AT REPORTED BUSINESS LOCATION;INSURANCE; (3)10/05/2007; Sprout House Inc. Nursey School; Non-Profit Board Member; NOT INV REL; AT REPORTED BUSINESS LOCATION; I am on the board of Sprout House Nursery School and I am listed as Treasurer but I have no check signing or other banking authority. I submitted the original OBA for this as just a board member on the advice of someone in Compliance; TIME SPENT 1%. (4) 03/26/2013; Anthony A. Torrioni; Non-Variable Insurance; INV REL; AT REPORTED BUSINESSS LOCATION;I will be offering Home, Auto and business insurance through an outside agency. I also offer life, disability and long term care currently and may have to use an outside agency if Crump or LPL Insurance can't handle the case; TIME SPENT 5%. (5) 06/08/2016 * ANTHONY T. TORRIONI CPA * Tax Prep/Accounting/CPA * not inv rel * 45 BLOOMFIELD AVENUE, CALDWELL, NJ 07006 * I am a CPA and I prepare tax returns for clients of my father's CPA Practice, somehow this shows as "termed" so I am submitting again. I don not use LPL Securities to market my services. I don't market myself as it is my father's practice. I do have E&O insurance for this OBA. * start 02/15/2002 * 80 hrs/mo; 2 hrs during secs trdg hrs. 6. 11/06/2019 - BEACON WEALTH MANAGEMENT PLANNING, INC. - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/30/2019 - 100 hrs/mo - 5 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-07 |
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