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Anthony Agostino Torrioni

LPl Financial LLC

Caldwell, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2002-06-06
  • NJ RA
    APPROVED
    Since 2002-06-06

Branch Locations

45 Bloomfield Ave, Caldwell, NJ 07006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco Private Ledger Corp) Caldwell NJ 02/2002 Present
  • 02/2002 → Present
    Lpl Financial Llc (Formerly: Linsco Private Ledger Corp)
    Caldwell, NJ
Other Businesses

(1) 02/26/2002; Business Owner; NOT INV REL; AT REPORTED BUSINESS LOCATION;COMPUTER SOFTWARE SERVICES. (2)02/26/2002; Non-Variable Insurance; INV REL; AT REPORTED BUSINESS LOCATION;INSURANCE; (3)10/05/2007; Sprout House Inc. Nursey School; Non-Profit Board Member; NOT INV REL; AT REPORTED BUSINESS LOCATION; I am on the board of Sprout House Nursery School and I am listed as Treasurer but I have no check signing or other banking authority. I submitted the original OBA for this as just a board member on the advice of someone in Compliance; TIME SPENT 1%. (4) 03/26/2013; Anthony A. Torrioni; Non-Variable Insurance; INV REL; AT REPORTED BUSINESSS LOCATION;I will be offering Home, Auto and business insurance through an outside agency. I also offer life, disability and long term care currently and may have to use an outside agency if Crump or LPL Insurance can't handle the case; TIME SPENT 5%. (5) 06/08/2016 * ANTHONY T. TORRIONI CPA * Tax Prep/Accounting/CPA * not inv rel * 45 BLOOMFIELD AVENUE, CALDWELL, NJ 07006 * I am a CPA and I prepare tax returns for clients of my father's CPA Practice, somehow this shows as "termed" so I am submitting again. I don not use LPL Securities to market my services. I don't market myself as it is my father's practice. I do have E&O insurance for this OBA. * start 02/15/2002 * 80 hrs/mo; 2 hrs during secs trdg hrs. 6. 11/06/2019 - BEACON WEALTH MANAGEMENT PLANNING, INC. - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/30/2019 - 100 hrs/mo - 5 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-28
S63 Uniform Securities Agent State Law Examination 1996-11-07
  • S65 Uniform Investment Adviser Law Examination
    1997-11-28
  • S63 Uniform Securities Agent State Law Examination
    1996-11-07

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