Brian Paul Fowles

Employer firm

Stratos Wealth Advisors LLC CRD 283816

$5.57B regulatory AUM 17 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2016
  Tmfs Advisors, Llc
  Overland Park, KS
• 11/2016 → 01/2019
  Financial Engines Advisors L.L.C.
  Avon, OH
• 01/2019 → Present
  Stratos Wealth Advisors, Llc
  Westlake, OH

Previous Registrations

• 2016-11-30 → 2019-02-12
  Edelman Financial Engines
  Avon, OH
• 2015-07-21 → 2016-11-30
  Financial Engines Advisor Center, Llc
  Avon, OH
  Overland Park, KS
• 2011-11-02 → 2015-09-04
  The Mutual Fund Store
  Overland Park, KS
  Avon, OH
• 2005-05-09 → 2011-11-02
  The Mutual Fund Store
  Avon, OH
• 2000-01-01 → 2005-01-05
  Charles Schwab & Co., Inc.
  Mentor, OH

Other Businesses

0/2019 - Century Wealth Partners - Inv Related - Westlake, OH. Registered Investment Advisor DBA. Investment advisory. Managing Partner/Wealth Advisor. 160 hours per month 130 during securities trading hours. 01/2019 - Brian Fowles LLC - Inv Related - Bay Village, OH. LLC created to collect fee revenue from Stratos Wealth Advisors.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-04
• S63 Uniform Securities Agent State Law Examination
  1996-06-24