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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-21 |
| TX | RA | APPROVED | 2022-04-20 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Los Angeles, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2006 | 04/2022 |
| Bank Of America,N.A. | Century City | CA | 06/2011 | 04/2022 |
| Rbc Capital Markets, Llc | Beverly Hills | CA | 04/2022 | Present |
| City National Bank | Beverly Hills | CA | 05/2022 | Present |
(1) I*122820 For profit or not for profit: For-Profit Organization Name of outside business organization: TTC Holdings Investment related: N Address of business: Los Angeles, California 90049 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 9/2/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Holding company to acquire interest in privately held professional sports team. (2) I*134550 For profit or not for profit: For-Profit Organization Name of outside business organization: HWBT LLC Investment related: Y Address of business: Los Angeles, California 90049 Nature of business: LLC, position, title, association: Family Held, Start date of relationship: 11/2/2020 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: HWBT LLC is a CA LLC that will be used as a holding company to purchase shares of EL1, a private C corp. The purchase of shares has already been approved under AIM. The LLC has no other purpose. (3) Name of Entity: West Los Angeles Little League Non-Investment related ADDRESS: 1411 S. Sepulveda Blvd Los Angeles CA 90025 Nature of OBA: Community Sports Program Position/Title/Relationship: Board of Directors * Start Date: 04/22/22 Time Devoted: 2 hours per month; 0 during securities trading Duties: 4) NAME OF ENTITY: HWBT LLC ADDRESS: 292 S Glenroy Ave, Los Angeles CA 90049 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Holding Company CAPACITY: Owner - Active START DATE: 01/01/21 DUTIES: Maintain the LLC in good standing. The LLC owns shares of the private company, Elysian One Inc which is the parent company to The Dodger Training Academy. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-22 |
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