Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-21
TX RA APPROVED 2022-04-20
  • CA RA
    APPROVED
    Since 2022-04-21
  • TX RA
    APPROVED
    Since 2022-04-20

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Los Angeles, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2006 04/2022
Bank Of America,N.A. Century City CA 06/2011 04/2022
Rbc Capital Markets, Llc Beverly Hills CA 04/2022 Present
City National Bank Beverly Hills CA 05/2022 Present
Previous Registrations
Other Businesses

(1) I*122820 For profit or not for profit: For-Profit Organization Name of outside business organization: TTC Holdings Investment related: N Address of business: Los Angeles, California 90049 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 9/2/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Holding company to acquire interest in privately held professional sports team. (2) I*134550 For profit or not for profit: For-Profit Organization Name of outside business organization: HWBT LLC Investment related: Y Address of business: Los Angeles, California 90049 Nature of business: LLC, position, title, association: Family Held, Start date of relationship: 11/2/2020 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: HWBT LLC is a CA LLC that will be used as a holding company to purchase shares of EL1, a private C corp. The purchase of shares has already been approved under AIM. The LLC has no other purpose. (3) Name of Entity: West Los Angeles Little League Non-Investment related ADDRESS: 1411 S. Sepulveda Blvd Los Angeles CA 90025 Nature of OBA: Community Sports Program Position/Title/Relationship: Board of Directors * Start Date: 04/22/22 Time Devoted: 2 hours per month; 0 during securities trading Duties: 4) NAME OF ENTITY: HWBT LLC ADDRESS: 292 S Glenroy Ave, Los Angeles CA 90049 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Holding Company CAPACITY: Owner - Active START DATE: 01/01/21 DUTIES: Maintain the LLC in good standing. The LLC owns shares of the private company, Elysian One Inc which is the parent company to The Dodger Training Academy. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-22
  • S66 Uniform Combined State Law Examination
    2005-12-22
Other Names
  • Marc Lipson
  • Marc Ira Lipson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor