Theresa Lee Guzman

Robert W. Baird & Co. Incorporated

Peoria Heights, IL

Germantown Hills, IL

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Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2015-11-06

IL RA
APPROVED

Since 2015-11-06

Branch Locations

4617 North Prospect Road, Peoria Heights, IL 61616 • United States

Germantown Hills, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Peoria	IL	11/2015	Present

11/2015 → Present

Robert W. Baird & Co. Incorporated

Peoria, IL

Previous Registrations

2010-05-25 → 2015-11-11

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Peoria, IL
2009-11-16 → 2010-05-26

Bfe Asset Management, Llc

St. Louis, MO
2008-01-01 → 2009-11-09

Wells Fargo Clearing Services, Llc

Peoria, IL
2002-05-01 → 2008-01-01

A. G. Edwards & Sons, Inc.

Peoria, IL

Peoria, IL

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-04-12

S66 Uniform Combined State Law Examination

2002-04-12

Other Names

Theresa Lee Yetton
Theresa L Yetton

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · PEORIA HEIGHTS, IL

RAYMOND JAMES & ASSOCIATES, INC. · Peoria Heights, IL

NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL

NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL

THRIVENT ADVISOR NETWORK, LLC · Peoria Heights, IL

THRIVENT INVESTMENT MANAGEMENT INC. · Peoria Heights, IL

OSAIC WEALTH, INC. · PEORIA HEIGHTS, IL

EDWARD JONES · PEORIA HEIGHTS, IL

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