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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
IL RA APPROVED 2016-08-04
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • IL RA
    APPROVED
    Since 2016-08-04

Branch Locations

121 E Main St, Mascoutah, IL 62258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Nashville IL 01/2015 Present
Cetera Investment Services Llc St. Cloud MN 01/2015 Present
Cetera Investment Advisers Llc Mascoutah IL 08/2016 Present
  • 01/2015 → Present
    Regions Bank
    Nashville, IL
  • 01/2015 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 08/2016 → Present
    Mascoutah, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-02
S63 Uniform Securities Agent State Law Examination 2002-03-21
  • S65 Uniform Investment Adviser Law Examination
    2016-08-02
  • S63 Uniform Securities Agent State Law Examination
    2002-03-21
Other Names
  • Eileen Rose Wright
  • Eileen Rose Underwood
  • Eileen Rose Underwood

View on SEC IAPD

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