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Matthew Thompson Schroeder

Equitable Advisors, LLC

Mascoutah, IL

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-20
TX RA APPROVED_RES 2026-08-20
  • IL RA
    APPROVED
    Since 2026-08-20
  • TX RA
    APPROVED_RES
    Since 2026-08-20

Branch Locations

121 W Main Street, Mascoutah, IL 62258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Swansea IL 05/2014 05/2018
Bank Of America, N.A. Swansea IL 12/2014 05/2018
Edward Jones St.LOuis MO 05/2018 02/2023
Stifel Independent Advisors, Llc O'FAllon IL 03/2023 08/2026
Equitable Advisors, Llc Mascoutah IL 08/2026 Present
Previous Registrations
Other Businesses

1. Holy Childhood School; 215 N John St, Mascoutah, IL 62258; Parochial School; School Board Member; Help the school success in the future; 07/01/2022; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Mascoutah Chamber of Commerce; 200 E Main St Mascoutah IL 62258; To facilitate business growth in the city of Mascoutah and surrounding area; Board Member; I will help the chamber with volunteer activities such as spring festival, Christmas parade, and welcome new and existing members to the club; 01/30/2024; 3.00hrs/month; During Securities Trading Hours; Not Investment-Related. 3. Mascoutah Chamber of Commerce; 200 E Main St Mascoutah IL 62258; To help facilitate business growth and showcase businesses in the Mascoutah area; Scholarship Committee; Students apply for a scholarships with the chamber and as a committee we interview them and look over their applications to find out who would receive one; 04/03/2023; 6.00hrs/year; During Securities Trading Hours; Not Investment-Related. 4. Mascoutah Chamber of Commerce; 200 E Main St Mascoutah IL 62258; Event Planning Committee. To help promote and showcase businesses in the Mascoutah area; To help volunteer with events; to help with volunteering in setup and take down of events in the community such as chili cookoff, santa parade and springfest; 04/04/2023; 10.00hrs/year; During Securities Trading Hours; Not Investment-Related. 5. City of Mascoutah; 3 W Main St Mascoutah, IL 62258; City Government; Economic Business Commission; Serve as part of an advisory committee; 04/28/2025; 4 hrs/qtr; Not During Securities Trading Hours; Not Investment-Related. 6. City of Mascoutah; 3 W Main St Mascoutah, IL 62258; The city of Mascoutah helps provides services to the residents of Mascoutah; Finance Committee; The finance committee consists of three members and meets on as needed basis. They assist the council and city staff in development, review and promotion of sound fiscal policies and procedures for the city; 06/01/2026; 40hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-15
  • S66 Uniform Combined State Law Examination
    2014-10-15
Other Names
  • Matthew Thompson Schroeder
  • Matthew Schroeder
  • Matthew T Schroeder

View on SEC IAPD

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