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John Spiers Griffis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rockledge, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-13
FL RA APPROVED 2014-10-17
  • TX RA
    APPROVED
    Since 2016-07-13
  • FL RA
    APPROVED
    Since 2014-10-17

Branch Locations

6525 3Rd St, Rockledge, FL 32955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Merritt Island FL 03/2014 Present
Bank Of America, N.A. Rockledge FL 12/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-15
  • S66 Uniform Combined State Law Examination
    2014-10-15
Other Names
  • John Apiers Griffis
  • John Spiers Griffis
  • John S Griffis

View on SEC IAPD

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RALL CAPITAL MANAGEMENT, INC. · ROCKLEDGE, FL
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