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Joseph Francis Christiana

Quint Investments And Insurance

Wappingers Falls, NY

CRD 2574360

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Employer firm

Quint Investments And Insurance CRD 168463

$110M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Quint Investments And Insurance

210 New Hackensack Road, Wappingers Falls, NY 12590 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-26
  • NY RA
    APPROVED
    Since 2023-01-26

Branch Locations

210 New Hackensack Road, Wappingers Falls, NY 12590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Services Center Asset Management Inc. Red Hook NY 01/2004 01/2023
Financial Services Center Asset Management, Inc Red Hook NY 01/2004 01/2023
Quint Investments And Insurance Wappingers Falls NY 01/2023 Present
Quint Investments And Insurance Wappingers Falls NY 10/2025 Present
Previous Registrations
  • 2021-07-27 → 2023-06-12
    Financial Services Center Asset Management Inc.
    Red Hook, NY
  • 2012-07-05 → 2014-02-24
    Financial Services Center Asset Management Inc.
    Red Hook, NY
Other Businesses

I have a Life, Accident and Health Insurance license. I hold an active Life/Accident and Health license. I recieve commisions on a case by case basis.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-01
S63 Uniform Securities Agent State Law Examination 1995-06-29
  • S65 Uniform Investment Adviser Law Examination
    2003-10-01
  • S63 Uniform Securities Agent State Law Examination
    1995-06-29
Other Names
  • Joseph Francis Christiana

View on SEC IAPD

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