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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-16 |
| CA | RA | APPROVED | 2009-08-27 |
Branch Locations
31 W. Stuart Avenue Suite 200, Redlands, CA 92374 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Redlands | CA | 08/2009 | Present |
1. Family Service Association of Redlands; 612 Lawton Street, Redlands, CA 92374; FSA provides a safety net designed to assist with basic needs such as food, housing and clothing for the homeless, at-risk home; Chair of the Finance Committee; 01/03/2000; 3 Hours per Month; Not during securities trading hours; Not Investment-Related. 2. Myron Ratcliffe Family Foundation; 1347 Center Street, Redlands, CA 92373; Family Foundation for charitable gifts; Board Member & Vice President; 01/02/1998; 2 Hours per Year; Not during securities trading hours; Not Investment-Related. 3. Kimberly Shirk Events, Inc.; 1325 Prospect Drive, Redlands, CA 92373; President; To lead meetings, review contracts and pricing and approve the dividend payout to the non profit Kimberly Shirk Association; 11/17/2011; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Copper Hill Home Owners Association (HOA); 1399 W. Colton Ave Redlands CA 92374; The HOA maintains the common area within the community of 7 homes; President; Run meetings and oversite of property with homeowners; 07/23/2024; 1 hr/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-22 |
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