James Frederick Kimmel

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1989 → Present
  James F. Kimmel & Assoc. Inc.
  Scottsdale, AZ
• 10/2011 → 05/2019
  Lpl Financial, Llc
  Phoenix, AZ
• 12/2011 → Present
  Independent Financial Partners
  Phoenix, AZ
• 05/2019 → Present
  Ifp Securities, Llc
  Phoenix, AZ

Previous Registrations

• 2011-11-08 → 2016-01-25
  Lpl Financial Llc
  Phoenix, AZ
  Tampa, FL
  Phoenix, AZ
• 2006-03-28 → 2011-11-01
  Voya Financial Advisors, Inc.
  Colorado Springs, CO
  Phoenix, AZ

Other Businesses

(1) 10/27/2011 - JAMES KIMMEL INSURANCE AGENCY, INC - NON-VARIABLE INSURANCE - SALE OF FIXED PRODUCTS: P&C, LIFE, HEAL, DI, FIXED ANNUITIES - 10% OF TIME SPENT - PHOENIX, AZ. ON 04/21/2021 RECEIVED PPLOAN $1,027.50 (2) 10/27/2011 - DBA ONLY -Investment Related - KIMMEL FINANCIAL ADVISORS AT TATUM & BELL, LLC - 16421 N. Tatum Blvd, Suite 120, Phoenix, AZ 85032 - DBA Name used for investments business. (3)10/27/2011 - Kimmel Financial Advisors at Tatum&Bell LLC -16421 N. Tatum Blvd., Suite 120, Phoenix, AZ 85032 - Investment Related - Entity Ownership - Entity used for investment business. 160 hrs/mo, 137 hrs/mo during trading hours. (4) 10/07/2013 - JAMES F. KIMMEL & ASSOCIATES, INC. - TAX PREP / ACCOUNTING / BOOKKEEPING - ACCOUNTING, TAX PREPARATION, TAX PLANNING, FORENSIC AUDITS, EXPERT WITNESS, SPECIAL MASTER IN TAX AND ACCOUNTING - 50% OF TIME SPENT. RECEIVED PPLOAN FOR $31,196.25 ON 05/26/2020 AND $31,540.00 ON 03/09/2021 (5) 1/1/2022 - Investment Related - LTDFH Too, Inc - Entity ownership - entity used for holding stock in IFP - 16421 N. Tatum Blvd., Suite 120, Phoenix, AZ 85032 - 1 hr/mo during trading hours. (6) JRK TRUST - investment related - 16421 N Tatum Blvd Suite 120 - holds investment funds, placed thru Pershing PAS advisory account - owner - start date 1/13/2025 - Trustee of my own funds in an advisory account

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-12
• S63 Uniform Securities Agent State Law Examination
  1995-03-06