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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-09-12 |
| TX | RA | APPROVED_RES | 2024-08-29 |
Branch Locations
16215 N. 28Th Ave., Phoenix, AZ 85053 • United States
16220 N. Scottsdale Road Ste 300, Scottsdale, AZ 85254 • United States
Phoenix, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2014 | 08/2024 |
| Pfg Advisors, Llc | Phoenix | AZ | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-19 |
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