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1829 South Road, Wappingers Falls, NY 12590 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| FL | RA | APPROVED | 2020-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Poughkeepsie | NY | 04/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Poughkeepsie | NY | 11/2016 | 07/2019 |
| Sage Investment Advisers Llc | Poughkeepsie | NY | 07/2019 | Present |
DOLLHOUSE PROPERTIES LLC; INVESTMENT RELATED; POUGHKEEPSIE, NY; REAL ESTATE MANGEMENT / INVESTMENT; OWNER; START DATE 2005: 10 HRS MONTH; 0 HRS DURING TRADING; DUTIES: BUY, SELL, RENOVATIVE, FLIP, DEVELOP, SUBDIVIDE PROPERTIES. WILLOW TREE COIN RARITIES LLC, INV RELATED, POUGHKEEPSIE, NY, 50% OWNER, start: 1/24/2018, 8 HOURS PER MONTH/0 DURING TRADING, DUTIES: ATTEND AUCTIONS & TRADE SHOWS TO PURCHASE AND SELL COINS Fixed Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-03 |
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