William A Boggs

Current Employers

Employment History

• 12/2012 → 09/2016
  Lpl Financial
  San Diego, CA
• 09/2016 → 10/2025
  Lpl Financial, Llc
  Newport Beach, CA
• 10/2016 → 10/2025
  Pence Wealth Management Corporation
  Newport Beach, CA
• 10/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  La Jolla, CA

Previous Registrations

• 2013-01-30 → 2025-10-20
  Lpl Financial Llc
  San Diego, CA
  Torrance, CA
  San Diego, CA
  Newport Beach, CA
• 2016-10-03 → 2023-12-04
  Pence Wealth Management, Inc.
  Newport Beach, CA
• 2011-09-07 → 2012-09-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 2010-08-27 → 2011-08-10
  Cincinnati Analysts, Inc.
  La Jolla, CA
• 2008-10-17 → 2009-09-02
  Securian Financial Services, Inc.
  Rancho Santa Fe, CA
• 2005-11-16 → 2008-09-30
  Securities America Advisors, Inc.
  San Diego, CA
  San Diego, CA

Other Businesses

(1) 09/24/2016: Pence Wealth Management - Non-Variable Insurance - Investment Related - 5000 Birch st. #8000 Newport Beach, CA - Start 09/02/2016 - 20 Hr/Mo; 1 Hour(s) During Securities Trading; 2% Time Spent - Universal Life (2) 09/24/2016: Prudential Financial - Non-Variable Insurance Commission Trails Only - Investment Related - At Reported Business Location(s) - Start 09/02/2016 - No Time Spent - Receive commission trails only for LTC policy sold in 2007 (3) 09/24/2016- DBA for LPL Business (entity for LPL business)- Pence Wealth Management- INV Related- At Reported Business Location(s)- Start date 9/2/2016- 140 Hours Per Month- 7 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-11-11

Designations

Other Names

• William Allen Boggs