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3061 E. La Palma Ave., Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-02 |
| FL | RA | APPROVED | 2025-04-15 |
| OR | RA | APPROVED | 2025-04-15 |
| AZ | RA | APPROVED | 2025-02-21 |
| GA | RA | APPROVED | 2025-02-05 |
| CA | RA | APPROVED | 2025-02-03 |
| ID | RA | APPROVED | 2025-02-03 |
| NV | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED | 2025-02-03 |
| UT | RA | APPROVED | 2025-02-03 |
| VA | RA | APPROVED | 2025-02-03 |
| WA | RA | APPROVED | 2025-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth | Placentia | CA | 09/1996 | Present |
| Chatterton & Associates | Anaheim | CA | 08/2004 | Present |
1. TRUSTEE FOR CORT CHATTERTON CHATTERTON TRUST NON-INVESTMENT RELATED ACTIVITY CORT CHATTERTON BROTHER (DISABLED) DATE STARTED: 6/2005 2 HOURS/MTH 0 DURING TRADING HOURS TRUSTEE OF BROTHER CORT CHATTERTON'S TRUST - PROCESSING INCOME NEEDS- ESTABLISHMENT OF APPROPRIATE ACCOUNTS - PAYING LIVING EXPENSES 2. CHATTERTON & ASSOCIATES: President and REGISTERED INVESTMENT ADVISOR, INVESTMENT RELATED,3061 E LA PALMA AVE ANAHEIM, CA 92806, STARTED 8/1/04, 173 HOURS PER MONTH, 8 HOURS DURING STH, Also PROVIDE FINANCIAL PLANNING. 3. TUSTIN LLC; NOT INVESTMENT RELATED; 3061 E LAPALMA AVENUE, ANAHEIM, CA 92806; LANDLORD; SINCE 12/24/2012; 5HRS/MTH; 0 DURING SECURITY HOURS; OWNER OF BUILDING THAT CHATTERTON & ASSOCIATES WILL OCCUPY AND PAY RENT-PROERTY MANAGER. 4. PLANNING YOU CAN TRUST; INVESTMENT RELATED; 3061 E LAPALMA AVENUE, ANAHEIM, CA 92806; OWNER; SINCE 05/09/2012; 5HRS/MTH; 5 DURING SECURITY HOURS; OWNER OF MARKETING CO THAT MARKETS FINANCIAL PLANNERS, TAX ADVISOR AND ESTATE PLANNING. 5. LAW OFFICE OF JAMES F. ROBERTS & ASSOCIATES, 3061 E LA PALMA AVE ANAHEIM, CA 92806. NON-INVESTMENT RELATED, 4/1/2013, 16 HRS/MONTH. 16 HRS/TRADING HOURS, GATHER CLIENT INFORMATION FOR PURPOSE OF UPDATING TRUSTS 6. INSURANCE Through Osaic Wealth POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1996 ADDRESS: 3061 E La Palma, Anaheim CA 92806 DESCRIPTION: Licensed as Insurance Agent of California for the purpose of being Agent of Record on existing client insurance products i.e. Variable/Fixed Annuities - I am not active in insurance prodution 7. Registered Representative through Osaic Wealth Position: Registered Representative. Investment Related: Yes ADDRESS: 3061 E La Palma, Anaheim CA 92806 8. NEWPORT BEACH RENTAL POSITION: Owner NATURE: Weekly Rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2017 ADDRESS: 1015 E. Balboa Blvd #1A, Newport Beach CA 92661, United States DESCRIPTION: Entering financial's into quickbooks
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-12-20 |
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