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Inactive

Donald William Nicholson

Donald W. Nicholson & Associates Ltd

Wilmington, DE

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Current Employers
Donald W. Nicholson & Associates Ltd

1403 Silverside Rd Ste B, Wilmington, DE 19810 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-01-14
TX RA APPROVED 2014-06-26
DE RA APPROVED 1996-08-26
  • LA RA
    APPROVED
    Since 2016-01-14
  • TX RA
    APPROVED
    Since 2014-06-26
  • DE RA
    APPROVED
    Since 1996-08-26

Branch Locations

1403 Silverside Road Suite B, Wilmington, DE 19810-4434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Donald W Nicholson & Associates Ltd Wilmington DE 11/1996 Present
Other Businesses

DONALD W NICHOLSON & ASSOCIATION LTD - WILMINGTON, DELAWARE - INVESTMENT ADVISORY , INSURANCE SALES - 85% OF TIME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-26
S63 Uniform Securities Agent State Law Examination 1995-03-31
  • S65 Uniform Investment Adviser Law Examination
    1996-09-26
  • S63 Uniform Securities Agent State Law Examination
    1995-03-31
Designations

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
KINGSVIEW WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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