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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-04-23 |
| OH | RA | APPROVED | 2006-12-14 |
| WI | RA | APPROVED | 2005-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Madison | WI | 10/2005 | Present |
| Bank Of America N.A. | Madison | WI | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-16 |
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