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68311 Main St., Richmond, MI 48062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kenneth L Simmons (Self Employment) | Mt Clemens | MI | 03/1994 | Present |
| Heritage Estate Planning, Dba | Richmond | MI | 05/2000 | Present |
| Simmons Financial Services, Inc. | Clinton Twp. | MI | 05/2000 | Present |
| Horwitz & Associates, Inc. | Northbrook | IL | 07/2004 | Present |
HERITAGE ESTATE PLANNING IS A DBA FOR MY LAW PRACTICE IN WHICH I PREPARE ESTATE PLANNING DOUCMENTS, NOT INVESTMENT RELATED: 69851 CIRCLE LN, RICHMOND, MI 48062; OWNER,ATTORNEY, MAY 2000, APPROXIMATELY 40 HOURS PER MONTH, MOST OF WHICH IS DURING SECURITIES TRADING HOURS. 2) SIMMONS FINANCIAL SERVICES, INC. IS INVESTMENT RELATED: 68311 MAIN ST., RICHMOND,MI 48062; OFFERING BOTH COMMISSION AND FEE BASED INSURANCE AND INVESTMENT PRODUCTS AND SERVICES, OWNER AND PRESIDENT, MAY 2000, 120 HOURS PER MONTH, MOST OF WHICH IS DURING SECURITIES TRADING HOURS; I DO FINANCIAL NEEDS ANALYSIS AND MAKE RECOMMENDATIONS TO CLIENTS, INCLUDING THE PURCHASE OF INSURANCE AND INVESTMENT PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-09 |
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