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Nicole Terese Fobare

Pnc Wealth Management LLC

Cleveland, OH

Richmond, MI

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-03-16
  • MI RA
    APPROVED
    Since 2022-03-16

Branch Locations

Cleveland Main Pnc Investments 1900 East 9Th Street, Cleveland, OH 44114 • United States

69306 Main, Richmond, MI 48062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Sterling Heights MI 04/2003 02/2018
Td Ameritrade, Inc. Grand Blanc MI 02/2018 01/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2021
Unemployed Imlay City MI 01/2021 05/2021
Citizens Securities Inc. Chesterfield MI 05/2021 08/2021
Pnc Investment Llc Imlay City MI 03/2022 Present
Unemployed Imlay City MI 08/2021 03/2022
  • 04/2003 → 02/2018
    Scottrade, Inc.
    Sterling Heights, MI
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    Grand Blanc, MI
  • 02/2018 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2021 → 05/2021
    Unemployed
    Imlay City, MI
  • 05/2021 → 08/2021
    Citizens Securities Inc.
    Chesterfield, MI
  • 03/2022 → Present
    Pnc Investment Llc
    Imlay City, MI
  • 08/2021 → 03/2022
    Unemployed
    Imlay City, MI
Previous Registrations
  • 2021-05-21 → 2021-08-16
    Citizens Securities, Inc.
    Warren, MI
    Warren, MI
    Fairlawn, OH
    Chesterfield Township, MI
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Grand Blanc, MI
    Grand Rapids, MI
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Grand Blanc, MI
  • 2017-03-30 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2005-09-20
  • S66 Uniform Combined State Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2005-09-20
Other Names
  • Nicole Terese Dimperio

View on SEC IAPD

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FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
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AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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