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Lori Amoroso

Stifel, Nicolaus & Company, Incorporated

Miami Beach, FL

New York, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
CT RA APPROVED 2020-11-09
PA RA APPROVED 2015-12-04
TX RA APPROVED 2015-12-04
  • NY RA
    APPROVED
    Since 2021-05-26
  • CT RA
    APPROVED
    Since 2020-11-09
  • PA RA
    APPROVED
    Since 2015-12-04
  • TX RA
    APPROVED
    Since 2015-12-04

Branch Locations

2340 Collins Avenue Suite 200, Miami Beach, FL 33139 • United States

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 Present
Previous Registrations
  • 2009-01-21 → 2015-12-04
    Barclays Capital Inc.
    New York, NY
    New York, NY
    Greenwich, CT
    New York, NY
  • 2007-01-17 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    New York, NY
  • 2002-12-11 → 2007-01-17
    Ubs Financial Services Inc.
    Red Bank, NJ
    Westfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-31
S63 Uniform Securities Agent State Law Examination 1997-04-01
  • S66 Uniform Combined State Law Examination
    2003-03-31
  • S63 Uniform Securities Agent State Law Examination
    1997-04-01
Other Names
  • Lori Lucarelli

View on SEC IAPD

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PENNANTPARK INVESTMENT ADVISERS, LLC · MIAMI BEACH, FL
KHROM CAPITAL MANAGEMENT · MIAMI, FL
TYPHON ADVISORS, LLC · MIAMI BEACH, FL
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