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Mijanou Malise Spurdle

Morgan Stanley

Miami Beach, FL

CRD 3210501

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-13
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-11-13
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

1691 Michigan Ave Ste 550, Miami Beach, FL 33139 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Miami Beach FL 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Miami Beach, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

CHAMPION CADILLAC-OLDSMOBILE INC OFFICER CLOSING CORP 8/99 BUSINESS / COMPANY-SOLE PROPRIETOR / OWNER / PARTNER- COMPANY FFCB LLC -EFFECTIVE DATE 10/2014-JOINT OWNER- PRIVATE INVESTMENT- THIS IS MY HUSBANDS LLC I AM ON THE DOCUMENTS FOR ESTATE PLANNING PURPOSES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-28
S63 Uniform Securities Agent State Law Examination 1999-06-05
  • S65 Uniform Investment Adviser Law Examination
    2003-07-28
  • S63 Uniform Securities Agent State Law Examination
    1999-06-05
Other Names
  • Miganou Malise Spurdle

View on SEC IAPD

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