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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-13 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
1691 Michigan Ave Ste 550, Miami Beach, FL 33139 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Miami Beach | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
CHAMPION CADILLAC-OLDSMOBILE INC OFFICER CLOSING CORP 8/99 BUSINESS / COMPANY-SOLE PROPRIETOR / OWNER / PARTNER- COMPANY FFCB LLC -EFFECTIVE DATE 10/2014-JOINT OWNER- PRIVATE INVESTMENT- THIS IS MY HUSBANDS LLC I AM ON THE DOCUMENTS FOR ESTATE PLANNING PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-05 |
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