Inactive

James Ralph Jasinski

Cape Ann Capital, Inc.

Claim This Profile

Current Employers

Cape Ann Capital, Inc.

22 Grove Street, Concord, MA 01742-1509 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2010-06-14

MA RA
APPROVED

Since 2010-06-14

Branch Locations

22 Grove Street, Concord, MA 01742-1509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cape Ann Capital	Manchester	MA	07/2009	Present

07/2009 → Present

Cape Ann Capital

Manchester, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-06
S63	Uniform Securities Agent State Law Examination	1995-09-06

S66 Uniform Combined State Law Examination

2007-11-06
S63 Uniform Securities Agent State Law Examination

1995-09-06

Other Names

Jim Jasinski
James R Jasinski

View on SEC IAPD

Other Firms

TWELVE POINTS WEALTH MANAGEMENT

NEWEDGE ADVISORS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

INTEGRATED WEALTH CONCEPTS LLC

OSAIC WEALTH, INC.

BAY COLONY ADVISORS

USA MUTUALS ADVISORS, INC.

HORNOR, TOWNSEND & KENT, LLC

Other Investors

JEFFREY STUART KING

Gregory Alan Phillips

Carolyn Brenda Mullins

Tracey Beauregard Hartford

NEIL JOSEPH TREMBLAY

DEBORAH NORTH CARTISSER

CHRISTOPHER ALAN CAHILL

DAVID MATTHEW CLAYMAN

Other Offices

TWELVE POINTS WEALTH MANAGEMENT · CONCORD, MA

NEWEDGE ADVISORS · Concord, MA

NEWEDGE ADVISORS · Concord, MA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, MA

INTEGRATED WEALTH CONCEPTS LLC · Concord, MA

OSAIC WEALTH, INC. · CONCORD, MA

BAY COLONY ADVISORS · CONCORD, MA

USA MUTUALS ADVISORS, INC. · CONCORD, MA

More in Concord, MA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor