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James Ralph Jasinski

Cape Ann Capital, Inc.

Concord, MA

CRD 2571023

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Employer firm

Cape Ann Capital, Inc. CRD 128942

$193M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Cape Ann Capital, Inc.

22 Grove Street, Concord, MA 01742-1509 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2010-06-14
  • MA RA
    APPROVED
    Since 2010-06-14

Branch Locations

22 Grove Street, Concord, MA 01742-1509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cape Ann Capital Manchester MA 07/2009 Present
  • 07/2009 → Present
    Cape Ann Capital
    Manchester, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-06
S63 Uniform Securities Agent State Law Examination 1995-09-06
  • S66 Uniform Combined State Law Examination
    2007-11-06
  • S63 Uniform Securities Agent State Law Examination
    1995-09-06
Other Names
  • Jim Jasinski
  • James R Jasinski

View on SEC IAPD

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