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Margaret Pacheco

Stifel, Nicolaus & Company, Incorporated

Tampa, FL

CRD 2570821

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
FL RA APPROVED 2013-06-10
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • FL RA
    APPROVED
    Since 2013-06-10

Branch Locations

100 North Tampa Street Suite 1750, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Tampa FL 06/2013 Present
  • 06/2013 → Present
    Stifel Nicolaus & Co Inc
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-02
S63 Uniform Securities Agent State Law Examination 1996-06-03
  • S65 Uniform Investment Adviser Law Examination
    2010-08-02
  • S63 Uniform Securities Agent State Law Examination
    1996-06-03

View on SEC IAPD

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