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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-07-29 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
292 Hemsted Dr, Redding, CA 96002 • United States
Redding, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redding | CA | 08/1995 | Present |
| Bank Of America,N.A. | Redding | CA | 06/2011 | Present |
I*6130 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Redding, California 96003 Nature of business: , Position, title, association: , Start date of relationship: 4/1/2018 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-13 |
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