David C Van Dyke

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1995 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Redding, CA
• 06/2011 → Present
  Bank Of America,N.A.
  Redding, CA

Other Businesses

I*6130 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Redding, California 96003 Nature of business: , Position, title, association: , Start date of relationship: 4/1/2018 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-25
• S63 Uniform Securities Agent State Law Examination
  1994-12-13

Other Names

• David Carl Vandyke
• David Carl Van Dyke