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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-08-15
  • VA RA
    APPROVED
    Since 2006-08-15

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St. Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
Other Businesses

DOOR DASH, NOT INV RELATED, TROY, IL, DRIVER, START: 8/3/2020, 60 HRS/MONTH, 0 HRS DURING TRADING. UBER EATS, NOT INVT RELATED, UNKNOWN, IL, DELIVERY DRIVER, START DATE 9/1/2021, 40 HRS PER MONTH, 0 HRS DURING TRADING, FOOD DELIVERY DRIVER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-09
S63 Uniform Securities Agent State Law Examination 1995-03-16
  • S65 Uniform Investment Adviser Law Examination
    2006-06-09
  • S63 Uniform Securities Agent State Law Examination
    1995-03-16

View on SEC IAPD

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