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Lisa Adrienne Franklin

LPl Financial LLC

Lansing, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-02
IL RA APPROVED 2003-04-17
  • TX RA
    APPROVED_RES
    Since 2022-06-02
  • IL RA
    APPROVED
    Since 2003-04-17

Branch Locations

18511 Torrence Ave Suite 2C, Lansing, IL 60438 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp) Lansing IL 04/2003 Present
  • 04/2003 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp)
    Lansing, IL
Previous Registrations
  • 2001-10-19 → 2003-04-08
    Lasalle Financial Services, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-14
S63 Uniform Securities Agent State Law Examination 1995-01-03
  • S65 Uniform Investment Adviser Law Examination
    2001-08-14
  • S63 Uniform Securities Agent State Law Examination
    1995-01-03
Other Names
  • Lisa Adrianne Franklin

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · LANSING, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CALUMET CITY, IL
J.P. MORGAN SECURITIES LLC · CALUMET CITY, IL
LPL FINANCIAL LLC · LANSING, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Lansing, IL
HORIZON INVESTMENT SERVICES, LLC. · HAMMOND, IN
EDWARD JONES · MUNSTER, IN
FIFTH THIRD SECURITIES, INC. · MUNSTER, IN

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