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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2002-03-15 |
Branch Locations
16800 Chicago Avenue Suite D, Lansing, IL 60438 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock & Co Pc | Lansing | IL | 02/1981 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/1998 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2002 | Present |
1) HANCOCK & CO., P.C; NOT INV REL; ADDRESS IS THE REGISTERED LOCATION; CPA FIRM; START DATE 1989; 50 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER. 2) FOOD HANGAR FOUNDATION; NOT INVESTMENT RELATED; 3250 BOB MALKAS DR, LANSING, IL 60438; 501C; START 1/2013; LESS THAN 1 HOUR/WEEK AFTER SECURITIES TRADING HOURS; TREASURER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-01-19 |
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