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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-27 |
| TX | RA | APPROVED_RES | 2024-08-27 |
Branch Locations
611 E Lincoln Hwy, New Lenox, IL 60451 • United States
1783 River Oaks Dr., Calumet City, IL 60409 • United States
3115 Ridge Road, Lansing, IL 60438 • United States
16767 Torrence Ave, Lansing, IL 60438 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Homewood-Flossmoor Park District | Flossmoor | IL | 09/1997 | 02/2017 |
| Bmo Harris Bank, N.A. | Chicago | IL | 01/2016 | 03/2019 |
| Bmo Harris Financial Advisors, Inc. | Chicago | IL | 01/2017 | 03/2019 |
| U.S. Bancorp Investments, Inc. | Chicago | IL | 04/2019 | 08/2024 |
| U.S. Bank | Chicago | IL | 04/2019 | 08/2024 |
| The Chimney Hospitality Llc | Tinley Park | IL | 03/2023 | Present |
| J.P. Morgan Securities Llc | New Lenox | IL | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | New Lenox | IL | 08/2024 | Present |
Entity Name: The Chimney Hospitality LLC Investment related: No "Address: 17504 Sandalwood Drive Apt 1B Tinley Park, IL 60477" Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 03/08/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-17 |
| S66 | Uniform Combined State Law Examination | 2004-06-24 |
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