Beau Gutierrez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → 02/2017
  Homewood-Flossmoor Park District
  Flossmoor, IL
• 01/2016 → 03/2019
  Bmo Harris Bank, N.A.
  Chicago, IL
• 01/2017 → 03/2019
  Bmo Harris Financial Advisors, Inc.
  Chicago, IL
• 04/2019 → 08/2024
  U.S. Bancorp Investments, Inc.
  Chicago, IL
• 04/2019 → 08/2024
  U.S. Bank
  Chicago, IL
• 03/2023 → Present
  The Chimney Hospitality Llc
  Tinley Park, IL
• 08/2024 → Present
  J.P. Morgan Securities Llc
  New Lenox, IL
• 08/2024 → Present
  Jpmorgan Chase Bank, N.A.
  New Lenox, IL

Previous Registrations

• 2020-03-06 → 2024-08-20
  U.S. Bancorp Investments, Inc.
  Oak Lawn, IL
  Chicago, IL
• 2004-06-25 → 2011-09-06
  Ameriprise Financial Services, Llc
  Tinley Park, IL
  Frankfort, IL
  Tinley Park, IL

Other Businesses

Entity Name: The Chimney Hospitality LLC Investment related: No "Address: 17504 Sandalwood Drive Apt 1B Tinley Park, IL 60477" Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 03/08/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-03-06
• S63 Uniform Securities Agent State Law Examination
  2017-04-17
• S66 Uniform Combined State Law Examination
  2004-06-24

Other Names

• Beau E Gutierrez
• Beau Gutierrez
• Beau Emmanuel Gutierrez