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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-02-24
  • CA RA
    APPROVED
    Since 2000-02-24

Branch Locations

631 E. Chapman Avenue, Orange, CA 92866 • United States

Santa Ana, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Ins. Co. Orange CA 10/1994 Present
Mml Investors Services, Inc. Orange CA 12/1994 Present
  • 10/1994 → Present
    Massachusetts Mutual Life Ins. Co.
    Orange, CA
  • 12/1994 → Present
    Mml Investors Services, Inc.
    Orange, CA
Other Businesses

DIRECT INSURANCE BUSINESS ANTURE: DOES BUSINESS W/ INSURANCE COMPANIES OUTSIDE MMFG SYSTEMS POSITION: BROKER DUTIES: INSURANCE SALES START DATE 12/1994 10HR/MONTH 5 DURING TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-29
  • S63 Uniform Securities Agent State Law Examination
    1994-12-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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