William Thomas

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Lebanon, NH
• 11/2016 → 03/2021
  Wells Fargo Clearing Services, Llc
  Lebanon, NH
• 03/2021 → Present
  Wells Fargo Advisors Financial Network, Llc
  Hanover, NH

Previous Registrations

• 2008-01-01 → 2021-03-05
  Wells Fargo Clearing Services, Llc
  Lebanon, NH
  Burlington, VT
• 2003-05-23 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Lebanon, NH
  Lebanon, NH
  St. Louis, MO

Other Businesses

UPPER VALLEY WEALTH MANAGEMENT LLC, INV RELATED, HANOVER, NH, 50% OWNERSHIP; START 3/5/2021, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. MONTSHIRE MUSEUM OF SCIENCE, INV RELATED, NORWICH, VT, INVESTMENT COMMITTEE MEMBER, START 10/1/2023, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, OVERSIGHT REVIEW OF INVESTMENT PERFORMANCE IN RELATION TO IPS. WISE ; INV RELATED; LEBANON, NH; FOR OVER 50 YEARS, WISE HAS PROVIDED CRISIS ADVOCACY AND SUPPORT FOR PEOPLE AND COMMUNITIES AFFECTED BY DOMESTIC VIOLENCE, SEXUAL VIOLENCE, STALKING, AND TRAFFICKING WITHIN 23 TOWNS OF THE UPPER VALLEY OF NEW HAMPSHIRE AND VERMONT.; FINANCE COMMITTEE MEMBER; START DATE: 01/27/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING; WISE ; INV RELATED; LEBANON, NH; FOR OVER 50 YEARS, WISE HAS PROVIDED CRISIS ADVOCACY AND SUPPORT FOR PEOPLE AND COMMUNITIES AFFECTED BY DOMESTIC VIOLENCE, SEXUAL VIOLENCE, STALKING, AND TRAFFICKING WITHIN 23 TOWNS OF THE UPPER VALLEY OF NEW HAMPSHIRE AND VERMONT. SINCE OUR FOUNDING IN; INVESTMENT COMMITTEE MEMBER; START DATE: 01/27/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2003-05-21
• S63 Uniform Securities Agent State Law Examination
  1995-12-22

Designations

Other Names

• Bill Thomas
• William John Thomas