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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-09
  • MI RA
    APPROVED
    Since 2026-07-09

Branch Locations

39400 Woodward Ave Suite 255, Bloomfield Hills, MI 48304 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
MI RA APPROVED 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • MI RA
    APPROVED
    Since 2023-11-03

Branch Locations

39400 Woodward Ave Ste 255, Bloomfield Hills, MI 48304 • United States

Livonia, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Auburn Hills MI 05/2015 11/2023
Ameriprise Financial Services, Llc Bloomfield Hills MI 11/2023 Present
Fifth Third Securities Bloomfield Hills MI 07/2026 Present
  • 05/2015 → 11/2023
    Comerica Securities, Inc.
    Auburn Hills, MI
  • 11/2023 → Present
    Bloomfield Hills, MI
  • 07/2026 → Present
    Fifth Third Securities
    Bloomfield Hills, MI
Previous Registrations
  • 2018-02-14 → 2023-11-03
    Comerica Securities
    Detroit, MI
    Auburn Hills, MI
    Detroit, MI
    Auburn Hills, MI
    Bloomfield Hills, MI
Other Businesses

Outside Employment; Comerica; Financial Advisor; Comerica is a Dual program, as such I am associated with Ameriprise Financial and Ameriprise considers Comerica as outside employment.; 39400 Woodward Ave. Suite255, , bloomfield hills, MI, 48304; Not Investment-Related; 11/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Financial Oxygen; Financial Oxygen is a Comerica Bank money market system; 39400 Woodward Ave. Suite255, , bloomfield hills, MI, 48304; Investment-Related; 11/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-14
S63 Uniform Securities Agent State Law Examination 1995-03-16
  • S65 Uniform Investment Adviser Law Examination
    2018-02-14
  • S63 Uniform Securities Agent State Law Examination
    1995-03-16
Other Names
  • Joseph P Ransley
  • Joseph Paul Ransley

View on SEC IAPD

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