Brian William Patton

Current Employers

Employment History

• 11/1998 → 10/2017
  Investment Centers Of America, Inc.
  Sparta, IL
• 10/2017 → 10/2025
  Commonwealth Financial Network
  Waltham, MA
• 10/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Sparta, IL
• 10/2025 → Present
  Raymond James Financial Services, Inc.
  Sparta, IL
• 11/1998 → Present
  First National Bank Of Sparta
  Sparta, IL

Previous Registrations

• 2017-10-16 → 2025-10-13
  Commonwealth Financial Network
  Carlyle, IL
  Waltham, MA
  Sparta, IL
  Aviston, IL
• 1999-08-20 → 2017-10-16
  Investment Centers Of America, Inc.
  Sparta, IL
  Sparta, IL
  Aviston, IL
  Aviston, IL
  Breese, IL
  Carlyle, IL
  Carlyle, IL

Other Businesses

(1) Name of Business: Address: 707 Jamie St, Bartelso, IL, 62218, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/10/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We own a condo with my wife in Oxford, MS where my son goes to college. We use it when we visit. In the past we have rented it for graduation week, but have not done that in at least 18 months. It provides no income and it basically for personal use. (2) Name of Business: Address: 707 Jamie St, Bartelso, IL, 62218, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/03/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own this condo with my wife Dana Patton and my daughter Alexis Patton. We collect rent from two roommates that live with my daughter at college. (3) Name of Business: Patton Wealth Management Address: 101 W Broadway St, Sparta, IL, 62286-1648, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/15/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor DBA Entiity (4) Name of Business: Patton Wealth Management Address: 101 W Broadway St, Sparta, IL, 62286-1648, United States Activity Type: Non-variable Insurance Position/Title: Agent, Owner Investment Related: Yes Start Date: 10/15/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Provide clients with fixed annuities and life insurance products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-17
• S63 Uniform Securities Agent State Law Examination
  1994-12-22