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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-02
TX RA APPROVED_RES 2013-03-04
IL RA APPROVED 1998-08-04
  • FL RA
    APPROVED
    Since 2026-07-02
  • TX RA
    APPROVED_RES
    Since 2013-03-04
  • IL RA
    APPROVED
    Since 1998-08-04

Branch Locations

1101 N Market St, Sparta, IL 62286 • United States

400 W. Broadway, Steeleville, IL 62288 • United States

Sanibel, FL • United States

Sparta, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael R. Howell Cpa/Attorney Sparta IL 07/1989 Present
Howell Financial Services, Inc. Sparta IL 03/1998 Present
Lpl Financial Llc Sparta IL 05/1998 Present
  • 07/1989 → Present
    Michael R. Howell Cpa/Attorney
    Sparta, IL
  • 03/1998 → Present
    Howell Financial Services, Inc.
    Sparta, IL
  • 05/1998 → Present
    Sparta, IL
Other Businesses

1. 10/21/2005: HOWELL FINANCIAL SERVICES, INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2. 01/26/2006: HOWELL FINANCIAL SERVICES, INC - INV REL - TAX PREP / ACCOUNTING / BOOKKEEPING - 10% OF TIME SPENT - PREPARATION OF TAX RETURNS FOR CLIENTS, PAYROLL RECORDS ETC 3. 09/15/2006: JACKSON SQUARE PARTNERSHIP - REAL ESTATE RENTAL - START 1992 - 1% OF TIME SPENT - COMMERCIAL 3 UNIT RENTAL PROPERTY - CO-OWNER 4. 08/02/2007: HILLCREST LAND COMPANY - INV REL - REAL ESTATE RENTAL - NO TIME SPENT - CO-OWNER 5. 08/02/2007: SITCO HOLDINGS, INC - TRANSPORTATION - 3% OF TIME SPENT - MEMBER, BOARD OF DIRECTORS & INVESTOR IN A TRANSPORTATION COMPANY 6. 11/09/2012: HOWELL BUSINESS SOLUTIONS LLC - TAX PREP / ACCOUNTING / BOOKKEEPING - 5% OF TIME SPENT - ACCOUNTING AND RELATED SERVICES FOR BUSINESS (BOOKKEEPING) 7. 09/29/2014: NO BUSINESS NAME - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NOTARY PUBLIC - START 09/26/2014 - 1 HR/MO NONE DURING SECS TRDG HRS - PROVIDE NOTARY SERVICES 8. 05/11/2015: AMATEUR TRAPSHOOTING ASSOCIATION (A NOT FOR PROFIT ENTITY) - INV REL - AT REPORTED BUSINESS LOCATION(S) - CONTROLLER - START 10/01/2012 - 4 HR/MO NONE DURING SECS TRDG HRS 9. 09/11/2015 - Michael R. Howell Attorney at Law - 1101 North Market Sparta, Illinois 62286 - Attorney - START 06/01/1998 - 8 HOURS PER MONTH Attorney at Law 10. 11/16/2015 - Michael R. Howell - INV REL - Law - START 05/01/1998 - 15 HOURS PER MONTH, 1 DURING TRADING - Attorney. Providing advice on Edler law, estate planning. Hourly rate. No employees. 11. 04/26/2017 - Howell Holdings LLC - Investment Related - 1115 Birch Lane, Sparta, Illinois 62286 - Family Business - Manager of LLC for office building owned by my two daughters - Started 04/17/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 12. 6/14/2017 - Risley Properties LLC - Investment Related - Perry County Illinois - Real Estate Rental - Started 12/15/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Hunting Farm Property for lease. 13. 6/15/2017 - Trapshooting Hall of Fame - Investment Related - Sparta Illinois - Other-Controller - 1 Hour Per Month During Securities Trading - Assist not for profit in preparation of financial statements.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-13
S65 Uniform Investment Adviser Law Examination 1998-02-06
  • S63 Uniform Securities Agent State Law Examination
    1998-05-13
  • S65 Uniform Investment Adviser Law Examination
    1998-02-06
Other Names
  • Michael Howell

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