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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-24 |
Branch Locations
Stamping Ground, KY • United States
3217 Summit Square Place Suite 200, Lexington, KY 40509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Lexington | KY | 01/2016 | 01/2025 |
| Osaic Wealth, Inc. | Lexington | KY | 01/2025 | Present |
1)SASSY BUT CLASSY STAMPING GROUND KY CATEGORY: RETAIL, SERVICE INDUSTRY INVESTMENT RELATED: NO TITLE: OWNER DUTIES: MAKE HOME MADE CRAFTS TO SELL ON SOCIAL MEDIA AND AT VENDOR EVENTS START DATE: 10/2022 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 0 2)THOROUGHBRED FINANCIAL POSITION: Vice-President, Securities & Compliance Coordinator, Registered Principal NATURE: I am Securities & Complianc Coordinator and Registered Principal. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2016 ADDRESS: 3217 Summit Square Place, Suite 200, Lexington KY 40509, United States DESCRIPTION: I am in the OSJ office and work with reps on all securities and compliance issues. I don't have client's of my own.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-03 |
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