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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
CA RA APPROVED 2007-05-29
  • NY RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States

Cwm Retail, Sales 711 East Boston Post Road, Mamaroneck, NY 10543 • United States

Mamaroneck, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Mamroneck NY 05/2007 Present
Previous Registrations
  • 2004-09-30 → 2007-05-29
    Citicorp Investment Services
    Mamaroneck, NY
    Mamaroneck, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-29
S63 Uniform Securities Agent State Law Examination 1996-06-24
  • S65 Uniform Investment Adviser Law Examination
    2004-09-29
  • S63 Uniform Securities Agent State Law Examination
    1996-06-24

View on SEC IAPD

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