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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-11-23
  • OH RA
    APPROVED
    Since 2011-11-23

Branch Locations

4555 Lake Forest Drive #650-A, Cincinnati, OH 45242 • United States

Dayton, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Cincinnati OH 12/1986 Present
Pfs Investments Inc. Cincinnati OH 11/1994 Present
  • 12/1986 → Present
    Primerica Financial Services
    Cincinnati, OH
  • 11/1994 → Present
    Cincinnati, OH
Other Businesses

SALES OF INVESTMENT-RELATED PRODUCTS; PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-01
  • S63 Uniform Securities Agent State Law Examination
    1995-03-01

View on SEC IAPD

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