Karen Anita Breed

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Ubs Financial Services Inc
  Cincinnati, OH

Previous Registrations

• 1999-08-09 → 2009-01-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

SYCAMORE BRIDGE HOMEOWNERS ASSOCIATION-LOVELAND, OH-PRESIDENT-DUTIES INCLUDE ORGANIZING MEETINGS, PARTICIPATING IN DISCUSSIONS AND DECISIONS REGARDING OUR COMMUNITY-1 HR. PER MONTH-PRESIDENT. Jet Connection, LLCLimited Partnership involving ownership of jet, Partner, Limited Partnership, usage of jet, start date-12/29/2023, CincinnatiOhioUnited States-45242

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-03
• S66 Uniform Combined State Law Examination
  1999-01-22

Designations

• Certified Financial Planner

Other Names

• Karen Anita Balser
• Karen A Breed