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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-08 |
| OH | RA | APPROVED | 2009-01-15 |
| TX | RA | APPROVED | 2009-01-15 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 01/2009 | Present |
SYCAMORE BRIDGE HOMEOWNERS ASSOCIATION-LOVELAND, OH-PRESIDENT-DUTIES INCLUDE ORGANIZING MEETINGS, PARTICIPATING IN DISCUSSIONS AND DECISIONS REGARDING OUR COMMUNITY-1 HR. PER MONTH-PRESIDENT. Jet Connection, LLCLimited Partnership involving ownership of jet, Partner, Limited Partnership, usage of jet, start date-12/29/2023, CincinnatiOhioUnited States-45242
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-03 |
| S66 | Uniform Combined State Law Examination | 1999-01-22 |
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