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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
107 Northern Blvd. Ste. 304, Great Neck, NY 11021 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gilman & Ciocia | Queens | NY | 02/1981 | 12/2020 |
| National Securities Corporation | Flushing | NY | 11/2013 | 01/2021 |
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING, 01/04/21 2) PREMIER TAX PLANNING, 107 NORTHERN BLVD, STE 304, GREAT NECK, NY, TAX ACCOUNTANT, 01/10/21, NIR, 80 HR/MO- 50/TRADING HR. 3) PREMIER WEALTH, 107 Northern Blvd STE 304, Great Neck NY 11021, 02/01/2022, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 1 HR/MO - 1/Trading/MO 4) PREMIER TAX PLANNING / 107 Northern Blvd STE 304, Great Neck NY 11021/ 02/2021 / TAX & INSURANCE AGENT / INV REL / 20 HR/MO 4 HR TRADING 5) PREMIER TAX & WEALTH PLANNING, 107 Northern Blvd, Suite 304, Great Neck NY 11021, 02/1981, Tax Preparer, Tax Services, NIR, 80 HR/MO - 48 HR/MO TRADING. 6) PREMIER WEALTH PLANNING, Great Neck NY 11021, United States, 01/04/2021, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-16 |
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