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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-06-24 |
| NH | RA | APPROVED | 2004-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Nashua | NH | 05/2004 | Present |
| Broad Street Planning, Llc | Nashua | NH | 03/2019 | Present |
(1) 06/01/2004 - NON-VARIABLE INSURANCE - SELLING FIXED ANNUITIES AND LONG TERM CARE INSURANCE - NASHUA, NH (2) 06/25/2010 - KHLL PROPERTIES LLC - REAL ESTATE RENTAL - OWN BUILDING AND HAVE PERSONAL OFFICE IN BUILDING. NO RENTERS YET. 34 BROAD STREET, NASHUA NH 03064. - 5% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-04 |
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